Private fund adviser · London, United Kingdom
Serone Capital Management LLP
SEC-registered investment adviser · CRD 174288 · SEC 801-108895
At a glance
Serone Capital Management LLP is an SEC-registered investment adviser based in London, United Kingdom, with $2.7 billion in regulatory assets under management as of its Form ADV filed March 26, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 1,384th of 4,686 private fund advisers and 3,000th of 17,210 SEC-registered advisers by assets.
Main office +442034057350serone.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.7B
- Rank among private fund advisers
- #1,384 of 4,686
- Rank among all SEC RIAs
- #3,000 of 17,210
- Clients
- 14
- Accounts
- 17
- Discretionary
- 100% of AUM
- Employees
- 41
- Advisory staff
- 19
- Offices
- 1
Owners and executives on its Form ADV
- Neil (. ServisChief Executive Officer and Owner
- Adrian N. KingChief Operating Officer
- Sarbjit S. WaliaChief Investment Officer
- Alan S. McLeanChief Risk Officer
- Sergey (. LikhosherstovChief Compliance Officer
- Qi (. QiChief Financial Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 7 | $1.6B | 59% |
| Insurance companies | – | $462M | 17% |
| Other | 7 | $386M | 14% |
| Charitable organizations | – | $272M | 10% |
Private funds
Serone Capital Management LLP reports 3 private funds with $1.5B in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Serone Capital Management LLP reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗serone.com ↗
AtlasMembers
The full record on Serone Capital Management LLP
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 1,713 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Serone Capital Management LLP manage?
Serone Capital Management LLP reports $2.7 billion in regulatory assets under management across 17 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 26, 2026.
What kind of firm is Serone Capital Management LLP?
Serone Capital Management LLP is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Serone Capital Management LLP’s clients?
By assets, its largest client types are pooled investment vehicles ($1.6 billion, 7 clients); insurance companies ($462 million); other ($386 million, 7 clients).
Does Serone Capital Management LLP manage private funds?
Yes. It reports 3 private funds with $1.5 billion in gross assets, including hedge funds.
Does Serone Capital Management LLP have any disciplinary history?
Serone Capital Management LLP reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Serone Capital Management LLP’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →