Owner · Serone Capital Management LLC
Neil (. Servis
CRD 6447697 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Serone Capital Management LLC, an SEC-registered private fund adviser based in New York, NY with $116 million in regulatory assets, lists Neil (. Servis on its Form ADV as Owner, a control person. The SEC filings also name Neil at 1 other registered adviser.
Firms and roles
- Serone Capital Management LLCOwnerPrivate fund adviser · New York, NY · $116M in regulatory assets
- Serone Capital Management LLPChief Executive Officer and OwnerPrivate fund adviser · London, United Kingdom · $2.7B in regulatory assets
AtlasMembers
Neil’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Adrian N. KingDirector and Group Chief Operating Officer, Serone Capital Management LLC
- Sergey (. LikhosherstovChief Compliance Officer, Serone Capital Management LLC
- Brent T. HayesHead of North America, Serone Capital Management LLC
- Sarbjit S. WaliaChief Investment Officer, Serone Capital Management LLP
- Alan S. McLeanChief Risk Officer, Serone Capital Management LLP
1 more person named with Neil on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Neil’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.