Asset manager · Houston, TX
Sarofim International Management Co
Sarofim International Management Company LLC · SEC-registered investment adviser · CRD 106933 · SEC 801-45226
At a glance
Sarofim International Management Co is an SEC-registered investment adviser based in Houston, Texas, with $2.4 billion in regulatory assets under management as of its Form ADV filed May 12, 2026. Its largest client group by assets is corporations or other businesses, and it reports 3 individual clients. By Form ADV it is a asset manager, ranked 970th of 3,218 asset managers and 3,253rd of 17,210 SEC-registered advisers by assets.
Main office 713-654-4484As filed on Form ADV
- Regulatory AUM
- $2.4B
- Rank among asset managers
- #970 of 3,218
- Rank among all SEC RIAs
- #3,253 of 17,210
- Rank in Texas
- #165 of 1,081
- Individual clients
- 3
- High-net-worth clients
- 3
- Accounts
- 14
- Discretionary
- 100% of AUM
- Employees
- 26
- Advisory staff
- 22
- Offices
- 1
Owners and executives on its Form ADV
- Raye G. WhiteDirector, Executive Vice President, Secretary and Treasurer
- Christopher B. SarofimDirector, Chairman and President
- Jr. W. G. LeeDirector, Chief Executive Officer and Chief Investment Officer
- Alan R. ChristensenHead of Investment Risk
- Michele L. GibbonsGeneral Counsel
- John (. ColucciChief Operating Officer
- Alexander C. RobisonChief Financial Officer
- William D. HannaVice President and Chief Compliance Officer
Custody and brokerage
2 custodians
- Papamarkou Wellner & Co.$973M73%
- Credit Suisse Securities (USA)$355M27%
Other RIAs using Papamarkou Wellner & Co.Other multi-custodian RIAs
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Corporations or other businesses | 11 | $1.5B | 61% |
| High-net-worth individuals | 3 | $937M | 39% |
Disciplinary disclosures
Sarofim International Management Co reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Sarofim International Management Co
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 877 peers of its type and size
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- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Sarofim International Management Co manage?
Sarofim International Management Co reports $2.4 billion in regulatory assets under management across 14 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 12, 2026.
What kind of firm is Sarofim International Management Co?
Sarofim International Management Co is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Sarofim International Management Co’s clients?
By assets, its largest client types are corporations or other businesses ($1.5 billion, 11 clients); high-net-worth individuals ($937 million, 3 clients).
Does Sarofim International Management Co have any disciplinary history?
Sarofim International Management Co reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Sarofim International Management Co’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-12), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →