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Chief Compliance Officer · Fayez Sarofim & Co.

William D. Hanna

CRD 6317237 · Named on Form ADV at 4 SEC-registered advisers

At a glance

Fayez Sarofim & Co., an SEC-registered asset manager based in Houston, TX with $35.1 billion in regulatory assets, lists William D. Hanna on its Form ADV as Chief Compliance Officer. The SEC filings also name William at 3 other registered advisers.

Firms and roles

  • Fayez Sarofim & Co.Chief Compliance OfficerAsset manager · Houston, TX · $35B in regulatory assets
  • Sarofim Trust CoDirector, Vice President, Secretary and Chief Compliance OfficerWealth manager · Houston, TX · $13B in regulatory assets
  • Sarofim International Management CoVice President and Chief Compliance OfficerAsset manager · Houston, TX · $2.4B in regulatory assets
  • Sarofim Realty Advisors LLCChief Compliance OfficerPrivate fund adviser · Houston, TX · $1.2B in regulatory assets

AtlasMembers

William’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
4 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (12)

7 more people named with William on the same filings, with titles and firms. Free in Atlas with a free account.

See all 12 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.