Wealth manager, wrap-program sponsor · Richmond, VA
Salomon and Ludwin
Salomon and Ludwin, LLC · SEC-registered investment adviser · CRD 292456 · SEC 801-112494
At a glance
Salomon and Ludwin is an SEC-registered investment adviser based in Richmond, Virginia, with $1.3 billion in regulatory assets under management as of its Form ADV filed July 17, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 459 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 1,171st of 8,915 wealth managers and 4,586th of 17,210 SEC-registered advisers by assets.
Main office 804-592-4999salomonludwin.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.3B
- Rank among wealth managers
- #1,171 of 8,915
- Rank among all SEC RIAs
- #4,586 of 17,210
- Rank in Virginia
- #64 of 300
- Individual clients
- 459
- High-net-worth clients
- 263
- Accounts
- 1,602
- Discretionary
- 100% of AUM
- Employees
- 12
- Advisory staff
- 6
- Offices
- 1
Owners and executives on its Form ADV
- Dalal M. SalomonChief Financial Officer
- Daniel B. LudwinPresident
- Jacob E. SalomonChief Compliance Officer
- Sara F. GochenourChief Operating Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Salomon and Ludwin is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed February 2026) names Osaic Wealth as the broker-dealer its advisers are registered with.
onals for non-investment implementation purpose (i.e., attorneys, accountants, insurance, etc.), including one of Salomon and Ludwin’s representatives in his separate individual capacity as a registered representative of Osaic Wealth, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 263 | $1.3B | 94% |
| Individuals | 196 | $63M | 5% |
| Other investment advisers | – | $24M | 2% |
Disciplinary disclosures
Salomon and Ludwin reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗salomonludwin.com ↗
AtlasMembers
The full record on Salomon and Ludwin
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 2,772 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Salomon and Ludwin manage?
Salomon and Ludwin reports $1.3 billion in regulatory assets under management across 1,602 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 17, 2026.
What kind of firm is Salomon and Ludwin?
Salomon and Ludwin is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Salomon and Ludwin’s clients?
By assets, its largest client types are high-net-worth individuals ($1.3 billion, 263 clients); individuals ($63 million, 196 clients); other investment advisers ($24 million).
Does Salomon and Ludwin have any disciplinary history?
Salomon and Ludwin reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Salomon and Ludwin’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-17), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →