Chief Financial Officer · Salomon and Ludwin
Dalal M. Salomon
CRD 1057441 · Named on Form ADV at one SEC-registered adviser
At a glance
Salomon and Ludwin, an SEC-registered wealth manager based in Richmond, VA with $1.3 billion in regulatory assets, lists Dalal M. Salomon on its Form ADV as Chief Financial Officer, a control person.
Firms and roles
- Salomon and LudwinChief Financial OfficerWealth manager · Richmond, VA · $1.3B in regulatory assets
AtlasMembers
Dalal’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 1999 (27 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Dalal’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Daniel B. LudwinPresident, Salomon and Ludwin
- Jacob E. SalomonChief Compliance Officer, Salomon and Ludwin
- Sara F. GochenourChief Operating Officer, Salomon and Ludwin
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dalal’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.