Private fund adviser · Coconut Grove, FL
Safe Harbor Capital Partners
SHE Ddf1 Manager LLC · SEC-registered investment adviser · CRD 305314 · SEC 801-117908
At a glance
Safe Harbor Capital Partners is an SEC-registered investment adviser based in Coconut Grove, Florida, with $344 million in regulatory assets under management as of its Form ADV filed May 4, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 3,440th of 4,686 private fund advisers and 9,490th of 17,210 SEC-registered advisers by assets.
Main office 786-230-1609safeharborcp.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $344M
- Rank among private fund advisers
- #3,440 of 4,686
- Rank among all SEC RIAs
- #9,490 of 17,210
- Rank in Florida
- #549 of 1,090
- Clients
- 7
- Accounts
- 7
- Discretionary
- 100% of AUM
- Employees
- 23
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Lauro R. SerranoManaging Partner
- Cyrus A. BorzooyehChief Financial Officer
- Christopher B. SpuchesChief Legal Officer
- Michael P. MorenoExecutive Managing Director
- Brian D. McCawleyGeneral Counsel / Chief Compliance Officer
Custody and brokerage
Custodian
Safe Harbor Capital Partners’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 7 | $344M | 100% |
Private funds
Safe Harbor Capital Partners reports 7 private funds with $401M in gross assets: real estate funds (Form ADV Item 7.B).
Disciplinary disclosures
Safe Harbor Capital Partners reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗safeharborcp.com ↗
AtlasMembers
The full record on Safe Harbor Capital Partners
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
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- Growth over one, three and five years
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- Rank against 2,157 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Safe Harbor Capital Partners manage?
Safe Harbor Capital Partners reports $344 million in regulatory assets under management across 7 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 4, 2026.
What kind of firm is Safe Harbor Capital Partners?
Safe Harbor Capital Partners is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Safe Harbor Capital Partners’s clients?
By assets, its largest client types are pooled investment vehicles ($344 million, 7 clients).
Does Safe Harbor Capital Partners manage private funds?
Yes. It reports 7 private funds with $401 million in gross assets, including real estate funds.
Does Safe Harbor Capital Partners have any disciplinary history?
Safe Harbor Capital Partners reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Safe Harbor Capital Partners’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-04), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →