General Counsel / Chief Compliance Officer · Safe Harbor Capital Partners
Brian D. McCawley
CRD 6446065 · Named on Form ADV at one SEC-registered adviser
At a glance
Safe Harbor Capital Partners, an SEC-registered private fund adviser based in Coconut Grove, FL with $344 million in regulatory assets, lists Brian D. McCawley on its Form ADV as General Counsel / Chief Compliance Officer, a control person.
Firms and roles
- Safe Harbor Capital PartnersGeneral Counsel / Chief Compliance OfficerPrivate fund adviser · Coconut Grove, FL · $344M in regulatory assets
AtlasMembers
Brian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Lauro R. SerranoManaging Partner, Safe Harbor Capital Partners
- Cyrus A. BorzooyehChief Financial Officer, Safe Harbor Capital Partners
- Christopher B. SpuchesChief Legal Officer, Safe Harbor Capital Partners
- Michael P. MorenoExecutive Managing Director, Safe Harbor Capital Partners
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.