Wealth manager, wrap-program sponsor · Fairview Park, OH
Rockport Wealth Advisors
Rockport Wealth, LLC · SEC-registered investment adviser · CRD 297122 · SEC 801-126796
At a glance
Rockport Wealth Advisors is an SEC-registered investment adviser based in Fairview Park, Ohio, with $676 million in regulatory assets under management as of its Form ADV filed May 29, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 1,612 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 2,219th of 8,915 wealth managers and 6,669th of 17,210 SEC-registered advisers by assets.
Main office 216-226-4560rockportwealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $676M
- Rank among wealth managers
- #2,219 of 8,915
- Rank among all SEC RIAs
- #6,669 of 17,210
- Rank in Ohio
- #140 of 403
- Individual clients
- 1,612
- High-net-worth clients
- 248
- Accounts
- 3,004
- Discretionary
- 100% of AUM
- Employees
- 15
- Advisory staff
- 8
- Offices
- 4
Owners and executives on its Form ADV
- Adam R. StalnakerManaging Member
- Joseph J. KovachMember
- Thomas V. DavidSenior Wealth Advisor and Chief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Rockport Wealth Advisors is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed May 2026) names Private Client Services, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
Item 10.C below, Adam Stalnaker, Joseph Kovach, and Michael Curley are separately registered as registered representatives of Private Client Services and in this capacity, they accept commissions for the sale of securities.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 248 | $384M | 57% |
| Individuals | 1,364 | $286M | 42% |
| Corporations or other businesses | 9 | $6M | <1% |
| Charitable organizations | 2 | $1M | <1% |
Disciplinary disclosures
Rockport Wealth Advisors reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
- Educational seminars and workshops
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗rockportwealth.com ↗
AtlasMembers
The full record on Rockport Wealth Advisors
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 3 years of filings
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- Growth over one, three and five years
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- Rank against 4,604 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Rockport Wealth Advisors manage?
Rockport Wealth Advisors reports $676 million in regulatory assets under management across 3,004 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 29, 2026.
What kind of firm is Rockport Wealth Advisors?
Rockport Wealth Advisors is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Rockport Wealth Advisors’s clients?
By assets, its largest client types are high-net-worth individuals ($384 million, 248 clients); individuals ($286 million, 1,364 clients); corporations or other businesses ($6 million, 9 clients).
Does Rockport Wealth Advisors have any disciplinary history?
Rockport Wealth Advisors reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Rockport Wealth Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →