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Senior Wealth Advisor and Chief Compliance Officer · Rockport Wealth Advisors

Thomas V. David

CRD 5648448 · Named on Form ADV at one SEC-registered adviser

At a glance

Rockport Wealth Advisors, an SEC-registered wealth manager based in Fairview Park, OH with $676 million in regulatory assets, lists Thomas V. David on its Form ADV as Senior Wealth Advisor and Chief Compliance Officer, a control person.

Firms and roles

  • Rockport Wealth AdvisorsSenior Wealth Advisor and Chief Compliance OfficerWealth manager · Fairview Park, OH · $676M in regulatory assets

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.