Private fund adviser · Chattanooga, TN
River Associates Investments, L.P.
SEC-registered investment adviser · CRD 295692 · SEC 801-134082
At a glance
River Associates Investments, L.P. is an SEC-registered investment adviser based in Chattanooga, Tennessee, with $815 million in regulatory assets under management as of its Form ADV filed March 27, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 2,522nd of 4,686 private fund advisers and 6,025th of 17,210 SEC-registered advisers by assets.
Main office 423-755-0888riverassociates.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $815M
- Rank among private fund advisers
- #2,522 of 4,686
- Rank among all SEC RIAs
- #6,025 of 17,210
- Rank in Tennessee
- #71 of 227
- Clients
- 2
- Accounts
- 2
- Discretionary
- 100% of AUM
- Employees
- 18
- Advisory staff
- 13
- Offices
- 1
Owners and executives on its Form ADV
- Courtney L. CuddCco/treasurer
- George H. PettwayVice President / Limited Partner
- James B. BakerSenior Partner
- John M. JonesVice President / Limited Partner
- Michael D. BrookshireManaging Partner / Limited Partner
- William C. BakerVice President / Secretary / Limited Partner
- Jonathan F. KentVice President / Limited Partner
- Blake T. LewisVice President / Limited Partner
- Benjamin S. VyuleVice President / Limited Partner
Custody and brokerage
Custodian
River Associates Investments, L.P.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 2 | $815M | 100% |
Private funds
River Associates Investments, L.P. reports 2 private funds with $815M in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
River Associates Investments, L.P. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗riverassociates.com ↗
AtlasMembers
The full record on River Associates Investments, L.P.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 2,224 peers of its type and size
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- Owners and executives, with titles and stakes
- 9 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does River Associates Investments, L.P. manage?
River Associates Investments, L.P. reports $815 million in regulatory assets under management across 2 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 27, 2026.
What kind of firm is River Associates Investments, L.P.?
River Associates Investments, L.P. is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are River Associates Investments, L.P.’s clients?
By assets, its largest client types are pooled investment vehicles ($815 million, 2 clients).
Does River Associates Investments, L.P. manage private funds?
Yes. It reports 2 private funds with $815 million in gross assets, including private equity funds.
Does River Associates Investments, L.P. have any disciplinary history?
River Associates Investments, L.P. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is River Associates Investments, L.P.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →