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Senior Partner · River Associates Investments, L.P.

James B. Baker

CRD 5931453 · Named on Form ADV at one SEC-registered adviser

At a glance

River Associates Investments, L.P., an SEC-registered private fund adviser based in Chattanooga, TN with $815 million in regulatory assets, lists James B. Baker on its Form ADV as Senior Partner, a control person.

Firms and roles

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James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

  • Courtney L. CuddCco/treasurer, River Associates Investments, L.P.
  • George H. PettwayVice President / Limited Partner, River Associates Investments, L.P.
  • John M. JonesVice President / Limited Partner, River Associates Investments, L.P.
  • Michael D. BrookshireManaging Partner / Limited Partner, River Associates Investments, L.P.
  • William C. BakerVice President / Secretary / Limited Partner, River Associates Investments, L.P.

3 more people named with James on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.