Asset manager · Pasadena, CA
Retirement Wellness Group
Retirement Wellness Group LLC · SEC-registered investment adviser · CRD 297255 · SEC 801-113447
At a glance
Retirement Wellness Group is an SEC-registered investment adviser based in Pasadena, California, with $527 million in regulatory assets under management as of its Form ADV filed March 24, 2026. Its largest client group by assets is pension and profit sharing plans, and it reports 1 individual clients. By Form ADV it is a asset manager, ranked 1,652nd of 3,218 asset managers and 7,628th of 17,210 SEC-registered advisers by assets.
Main office 949-757-1799retirementwellnessgroup.comAs filed on Form ADV
- Regulatory AUM
- $527M
- Rank among asset managers
- #1,652 of 3,218
- Rank among all SEC RIAs
- #7,628 of 17,210
- Rank in California
- #882 of 1,873
- Individual clients
- 1
- High-net-worth clients
- 1
- Accounts
- 83
- Discretionary
- 39% of AUM
- Employees
- 2
- Advisory staff
- 2
- Offices
- 2
Owners and executives on its Form ADV
- Schuyler O. MannChief Compliance Officer
Custody and brokerage
Custodian
Retirement Wellness Group’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 74 | $474M | 90% |
| State or municipal government entities | 2 | $36M | 7% |
| Charitable organizations | 6 | $16M | 3% |
| High-net-worth individuals | 1 | $1M | <1% |
Disciplinary disclosures
Retirement Wellness Group reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Pension consulting
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗retirementwellnessgroup.com ↗
AtlasMembers
The full record on Retirement Wellness Group
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 1,016 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Retirement Wellness Group manage?
Retirement Wellness Group reports $527 million in regulatory assets under management across 83 accounts, 39% of it on a discretionary basis, on its Form ADV filed March 24, 2026.
What kind of firm is Retirement Wellness Group?
Retirement Wellness Group is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Retirement Wellness Group’s clients?
By assets, its largest client types are pension and profit sharing plans ($474 million, 74 clients); state or municipal government entities ($36 million, 2 clients); charitable organizations ($16 million, 6 clients).
Does Retirement Wellness Group have any disciplinary history?
Retirement Wellness Group reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Retirement Wellness Group’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →