Asset manager · Seoul, Yeongdeungpo-Gu, Korea, South
Quad Investment Management Corp.
SEC-registered investment adviser · CRD 331606 · SEC 801-134528
At a glance
Quad Investment Management Corp. is an SEC-registered investment adviser based in Seoul, Yeongdeungpo-Gu, Korea, South, with $2.6 billion in regulatory assets under management as of its Form ADV filed March 12, 2026. Its largest client group by assets is sovereign wealth funds and foreign official institutions, and it reports 3 individual clients. By Form ADV it is a asset manager, ranked 938th of 3,218 asset managers and 3,082nd of 17,210 SEC-registered advisers by assets.
Main office 822-786-1830quadim.comAs filed on Form ADV
- Regulatory AUM
- $2.6B
- Rank among asset managers
- #938 of 3,218
- Rank among all SEC RIAs
- #3,082 of 17,210
- Individual clients
- 3
- High-net-worth clients
- 3
- Accounts
- 75
- Discretionary
- 98% of AUM
- Employees
- 45
- Advisory staff
- 24
- Offices
- 1
Owners and executives on its Form ADV
- Jung JonghyukChief Financial Officer
- Hosung HwangChief Executive Officer
- Sangkyoon HanChief Investment Officer
- Heeku ByunChief Compliance Officer
- Jungwoo KimShareholder
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Sovereign wealth funds and foreign official institutions | 2 | $1.6B | 61% |
| Pooled investment vehicles | 36 | $858M | 33% |
| Corporations or other businesses | 18 | $98M | 4% |
| Other investment advisers | 8 | $62M | 2% |
| High-net-worth individuals | 3 | $5M | <1% |
Disciplinary disclosures
Quad Investment Management Corp. answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗quadim.com ↗
AtlasMembers
The full record on Quad Investment Management Corp.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 852 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 2Locked
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Background
Questions
How much does Quad Investment Management Corp. manage?
Quad Investment Management Corp. reports $2.6 billion in regulatory assets under management across 75 accounts, 98% of it on a discretionary basis, on its Form ADV filed March 12, 2026.
What kind of firm is Quad Investment Management Corp.?
Quad Investment Management Corp. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Quad Investment Management Corp.’s clients?
By assets, its largest client types are sovereign wealth funds and foreign official institutions ($1.6 billion, 2 clients); pooled investment vehicles ($858 million, 36 clients); corporations or other businesses ($98 million, 18 clients).
Does Quad Investment Management Corp. have any disciplinary history?
Quad Investment Management Corp. answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Quad Investment Management Corp.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-12), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →