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SEC data October 1, 2026
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SEC data October 1, 2026
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Sign in or start freeAsset manager · Seoul, Yeongdeungpo-Gu, Korea, South
SEC-registered investment adviser · CRD 331606 · SEC 801-134528
At a glance
Quad Investment Management Corp. is an SEC-registered investment adviser based in Seoul, Yeongdeungpo-Gu, Korea, South, with $2.6 billion in regulatory assets under management as of its Form ADV filed March 12, 2026. Its largest client group by assets is sovereign wealth funds and foreign official institutions, and it reports 3 individual clients. By Form ADV it is a asset manager, ranked 938th of 3,218 asset managers and 3,082nd of 17,210 SEC-registered advisers by assets.
Main office 822-786-1830quadim.comAs filed on Form ADV
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Sovereign wealth funds and foreign official institutions |
|---|
| 2 |
| $1.6B |
| 61% |
| Pooled investment vehicles | 36 | $858M | 33% |
|---|
| Corporations or other businesses | 18 | $98M | 4% |
|---|
| Other investment advisers | 8 | $62M | 2% |
|---|
| High-net-worth individuals | 3 | $5M | <1% |
|---|
Quad Investment Management Corp. answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
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Quad Investment Management Corp. reports $2.6 billion in regulatory assets under management across 75 accounts, 98% of it on a discretionary basis, on its Form ADV filed March 12, 2026.
Quad Investment Management Corp. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
By assets, its largest client types are sovereign wealth funds and foreign official institutions ($1.6 billion, 2 clients); pooled investment vehicles ($858 million, 36 clients); corporations or other businesses ($98 million, 18 clients).
Quad Investment Management Corp. answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Every figure is Quad Investment Management Corp.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-12), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →