Wealth manager, independent · Newport Beach, CA
Prattes Wealth Partners
Jason A Prattes Financial Inc · SEC-registered investment adviser · CRD 298746 · SEC 801-124726
At a glance
Prattes Wealth Partners is an SEC-registered investment adviser based in Newport Beach, California, with $244 million in regulatory assets under management as of its Form ADV filed April 6, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 91 individual clients. By Form ADV it is a wealth manager, ranked 5,089th of 8,915 wealth managers and 11,220th of 17,210 SEC-registered advisers by assets.
Main office 949-271-6333pratteswealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $244M
- Rank among wealth managers
- #5,089 of 8,915
- Rank among all SEC RIAs
- #11,220 of 17,210
- Rank in California
- #1,296 of 1,873
- Individual clients
- 91
- High-net-worth clients
- 42
- Accounts
- 105
- Discretionary
- 75% of AUM
- Employees
- 5
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Jason A. PrattesChief Executive Officer
- Larry YuVice President & Chief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 42 | $144M | 59% |
| Pension and profit sharing plans | 9 | $60M | 25% |
| Pooled investment vehicles | 5 | $25M | 10% |
| Individuals | 49 | $15M | 6% |
Private funds
Prattes Wealth Partners reports 5 private funds with $20M in gross assets: hedge funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Prattes Wealth Partners reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗pratteswealth.com ↗
AtlasMembers
The full record on Prattes Wealth Partners
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 3 years of filings
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- Growth over one, three and five years
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- Rank against 6,312 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Prattes Wealth Partners manage?
Prattes Wealth Partners reports $244 million in regulatory assets under management across 105 accounts, 75% of it on a discretionary basis, on its Form ADV filed April 6, 2026.
What kind of firm is Prattes Wealth Partners?
Prattes Wealth Partners is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Prattes Wealth Partners’s clients?
By assets, its largest client types are high-net-worth individuals ($144 million, 42 clients); pension and profit sharing plans ($60 million, 9 clients); pooled investment vehicles ($25 million, 5 clients).
Does Prattes Wealth Partners manage private funds?
Yes. It reports 5 private funds with $20 million in gross assets, including hedge funds, other private funds.
Does Prattes Wealth Partners have any disciplinary history?
Prattes Wealth Partners reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Prattes Wealth Partners’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-06), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →