Asset manager · London, United Kingdom
Pgim Limited
SEC-registered investment adviser · CRD 160005 · SEC 801-73882
At a glance
Pgim Limited is an SEC-registered investment adviser based in London, United Kingdom, with $76.5 billion in regulatory assets under management as of its Form ADV filed August 25, 2026. Its largest client group by assets is sovereign wealth funds and foreign official institutions. By Form ADV it is a asset manager, ranked 165th of 3,218 asset managers and 328th of 17,210 SEC-registered advisers by assets.
Main office +4402077662400pgim.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $76B
- Rank among asset managers
- #165 of 3,218
- Rank among all SEC RIAs
- #328 of 17,210
- Clients
- 274
- Accounts
- 276
- Discretionary
- 100% of AUM
- Employees
- 299
- Advisory staff
- 146
- Offices
- 2
Owners and executives on its Form ADV
- Jonathan P. ButlerDirector
- Elizabeth A. SamsonDirector
- Edward M. FarleyDirector
- Batoolah DawreeawooChief Legal Officer
- Jennifer M. FinnertyDirector
- Daniel J. MaloolyChairman & Director
- Susan L. PollardDirector
- Andrew J. DonohueChief Compliance Officer
- Matthew B ShaferDirector
- Brad A. BlalockDirector
- Joanna S. BrownFinance Director
- Haishi NingDirector
Custody and brokerage
Broker-dealer
Hybrid RIA
Pgim Limited is a hybrid RIA: 6 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Pgim (hong Kong) LTD. and Prudential Investment Management Services LLC.
- Pgim (hong Kong) LTD.
- Prudential Investment Management Services LLC ↗CRD 18353
Its Form ADV brochure (filed March 2026) names Prudential Investment Management Services as the broker-dealer its advisers are registered with.
PGIM’s Distributor Activities Certain of our management persons and other PGIM personnel are registered representatives of Prudential Investment Management Services LLC (“PIMS”), an affiliated SEC-registered broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Sovereign wealth funds and foreign official institutions | 26 | $29B | 38% |
| Pooled investment vehicles | 92 | $22B | 29% |
| Pension and profit sharing plans | 71 | $15B | 19% |
| Investment companies | 31 | $2.5B | 3% |
| Insurance companies | 16 | $2.2B | 3% |
| Other investment advisers | 9 | $1.6B | 2% |
| Banking or thrift institutions | 11 | $1.4B | 2% |
| Corporations or other businesses | 5 | $1.3B | 2% |
| High-net-worth individuals | – | $870M | 1% |
| State or municipal government entities | 13 | $651M | <1% |
| Charitable organizations | – | $4M | <1% |
Private funds
Pgim Limited reports 24 private funds with $9.2B in gross assets: securitized asset funds (Form ADV Item 7.B).
Disciplinary disclosures
Pgim Limited reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Periodicals or newsletters
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗pgim.com ↗
AtlasMembers
The full record on Pgim Limited
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 265 peers of its type and size
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- Owners and executives, with titles and stakes
- 12 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 7Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Pgim Limited manage?
Pgim Limited reports $76.5 billion in regulatory assets under management across 276 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 25, 2026.
What kind of firm is Pgim Limited?
Pgim Limited is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.
Who are Pgim Limited’s clients?
By assets, its largest client types are sovereign wealth funds and foreign official institutions ($29.2 billion, 26 clients); pooled investment vehicles ($22.0 billion, 92 clients); pension and profit sharing plans ($14.7 billion, 71 clients).
Does Pgim Limited manage private funds?
Yes. It reports 24 private funds with $9.2 billion in gross assets, including securitized asset funds.
Does Pgim Limited have any disciplinary history?
Pgim Limited reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Pgim Limited’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →