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Finance Director · Pgim Limited

Joanna S. Brown

CRD 8240673 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Pgim Limited, an SEC-registered asset manager based in London, United Kingdom with $76.5 billion in regulatory assets, lists Joanna S. Brown on its Form ADV as Finance Director, a control person. The SEC filings also name Joanna at 1 other registered adviser.

Firms and roles

  • Pgim LimitedFinance DirectorAsset manager · London, United Kingdom · $76B in regulatory assets
  • Pgim Fund Management LimitedExecutive DirectorPrivate fund adviser · London, United Kingdom · $1.2B in regulatory assets

AtlasMembers

Joanna’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (19)

14 more people named with Joanna on the same filings, with titles and firms. Free in Atlas with a free account.

See all 19 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joanna’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.