Asset manager · Miami Beach, FL
Pennantpark Private Income Fund Advisers LLC
SEC-registered investment adviser · CRD 337750 · SEC 801-134327
At a glance
Pennantpark Private Income Fund Advisers LLC is an SEC-registered investment adviser based in Miami Beach, Florida, with $139 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is business development companies. By Form ADV it is a asset manager, ranked 2,233rd of 3,218 asset managers and 14,061st of 17,210 SEC-registered advisers by assets.
Main office 212-905-1000As filed on Form ADV
- Regulatory AUM
- $139M
- Rank among asset managers
- #2,233 of 3,218
- Rank among all SEC RIAs
- #14,061 of 17,210
- Rank in Florida
- #879 of 1,090
- Clients
- 1
- Accounts
- 1
- Discretionary
- 100% of AUM
- Employees
- 91
- Advisory staff
- 30
- Offices
- 1
Owners and executives on its Form ADV
- Arthur H. PennChief Executive Officer
- Gerald R. CumminsChief Compliance Officer
- Richard T. AllortoChief Financial Officer
- Adam R. KatzManaging Director and General Counsel
Custody and brokerage
Custodian
Pennantpark Private Income Fund Advisers LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Business development companies | 1 | $139M | 100% |
Disciplinary disclosures
Pennantpark Private Income Fund Advisers LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Pennantpark Private Income Fund Advisers LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 666 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Pennantpark Private Income Fund Advisers LLC manage?
Pennantpark Private Income Fund Advisers LLC reports $139 million in regulatory assets under management across 1 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Pennantpark Private Income Fund Advisers LLC?
Pennantpark Private Income Fund Advisers LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Pennantpark Private Income Fund Advisers LLC’s clients?
By assets, its largest client types are business development companies ($139 million, 1 clients).
Does Pennantpark Private Income Fund Advisers LLC have any disciplinary history?
Pennantpark Private Income Fund Advisers LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Pennantpark Private Income Fund Advisers LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →