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Chief Compliance Officer · Pennantpark Investment Advisers, LLC

Gerald R. Cummins

CRD 1322563 · Named on Form ADV at 7 SEC-registered advisers

At a glance

Pennantpark Investment Advisers, LLC, an SEC-registered asset manager based in Miami Beach, FL with $6.2 billion in regulatory assets, lists Gerald R. Cummins on its Form ADV as Chief Compliance Officer. The SEC filings also name Gerald at 6 other registered advisers.

Firms and roles

AtlasMembers

Gerald’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
7 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (13)

  • Arthur H. PennManaging Member, Pennantpark Investment Advisers, LLC
  • Lee D. CaneyCo-Trustee of Arthur H. Penn 2021 Trust, Pennantpark Investment Advisers, LLC
  • Ilene D. PennTrustee of Arthur H. Penn 2021 Trust MCP 2012 GST Trust ASP 2012 GST Trust ESP 2012 GST Trust, Pennantpark Investment Advisers, LLC
  • Richard T. AllortoChief Financial Officer, Pennantpark Investment Advisers, LLC
  • Adam R. KatzManaging Director and General Counsel, Pennantpark Investment Advisers, LLC

8 more people named with Gerald on the same filings, with titles and firms. Free in Atlas with a free account.

See all 13 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gerald’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.