Wealth manager, independent · Pepper Pike, OH
Peak Wealth Solutions
Peak Wealth Solutions, Inc. · SEC-registered investment adviser · CRD 127391 · SEC 801-71071
At a glance
Peak Wealth Solutions is an SEC-registered investment adviser based in Pepper Pike, Ohio, with $912 million in regulatory assets under management as of its Form ADV filed March 28, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 676 individual clients. By Form ADV it is a wealth manager, ranked 1,684th of 8,915 wealth managers and 5,659th of 17,210 SEC-registered advisers by assets.
Main office 216-370-7887retirepeak.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $912M
- Rank among wealth managers
- #1,684 of 8,915
- Rank among all SEC RIAs
- #5,659 of 17,210
- Rank in Ohio
- #112 of 403
- Individual clients
- 676
- High-net-worth clients
- 312
- Accounts
- 2,192
- Discretionary
- 89% of AUM
- Employees
- 10
- Advisory staff
- 7
- Offices
- 1
Owners and executives on its Form ADV
- David P. KocsisManaging Principal / Retirement Plan Consultant
- Gregory M. GromekManaging Principal, Chief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Peak Wealth Solutions is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Osaic Wealth as the broker-dealer its advisers are registered with.
desire, you may engage certain Firm advisors as a registered representative of Osaic Wealth, a FINRA/SIPC member broker-dealer, to implement investment recommendations on a PEAK WEALTH SOLUTIONS Form ADV Part 2A 10 March 31 st, 2026 commis
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 312 | $682M | 75% |
| Individuals | 364 | $115M | 13% |
| Pension and profit sharing plans | 32 | $96M | 11% |
| Charitable organizations | 7 | $15M | 2% |
| Corporations or other businesses | 3 | $3M | <1% |
Disciplinary disclosures
Peak Wealth Solutions reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗retirepeak.com ↗
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The full record on Peak Wealth Solutions
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,764 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Peak Wealth Solutions manage?
Peak Wealth Solutions reports $912 million in regulatory assets under management across 2,192 accounts, 89% of it on a discretionary basis, on its Form ADV filed March 28, 2026.
What kind of firm is Peak Wealth Solutions?
Peak Wealth Solutions is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Peak Wealth Solutions’s clients?
By assets, its largest client types are high-net-worth individuals ($682 million, 312 clients); individuals ($115 million, 364 clients); pension and profit sharing plans ($96 million, 32 clients).
Does Peak Wealth Solutions have any disciplinary history?
Peak Wealth Solutions reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Peak Wealth Solutions’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →