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Managing Principal, Chief Compliance Officer · Peak Wealth Solutions

Gregory M. Gromek

CRD 4348887 · Named on Form ADV at one SEC-registered adviser

At a glance

Peak Wealth Solutions, an SEC-registered wealth manager based in Pepper Pike, OH with $912 million in regulatory assets, lists Gregory M. Gromek on its Form ADV as Managing Principal, Chief Compliance Officer, a control person.

Firms and roles

  • Peak Wealth SolutionsManaging Principal, Chief Compliance OfficerWealth manager · Pepper Pike, OH · $912M in regulatory assets

AtlasMembers

Gregory’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • David P. KocsisManaging Principal / Retirement Plan Consultant, Peak Wealth Solutions

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gregory’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.