Private fund adviser
Patton Wealth Advisors
Patton Fund Management, Inc. · SEC-registered investment adviser · CRD 120533 · SEC 801-88211
At a glance
Patton Wealth Advisors is an SEC-registered investment adviser based in United States, with $977 million in regulatory assets under management as of its Form ADV filed March 20, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 129 individual clients. By Form ADV it is a private fund adviser, ranked 2,329th of 4,686 private fund advisers and 5,451st of 17,210 SEC-registered advisers by assets.
pattonwealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $977M
- Rank among private fund advisers
- #2,329 of 4,686
- Rank among all SEC RIAs
- #5,451 of 17,210
- Individual clients
- 129
- High-net-worth clients
- 84
- Accounts
- 273
- Discretionary
- 100% of AUM
- Employees
- 1
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Mark A. PattonPresident, CCO, Treasurer and Secretary; Director; Sole Shareholder
Custody and brokerage
2 custodians
- Interactive Brokers$288M88%
- U.S. Bank$40M12%
Other RIAs using Interactive BrokersOther multi-custodian RIAs
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 2 | $641M | 66% |
| High-net-worth individuals | 84 | $270M | 28% |
| Pension and profit sharing plans | 10 | $44M | 4% |
| Individuals | 45 | $22M | 2% |
| Charitable organizations | 1 | $0M | <1% |
| Other | 1 | $0M | <1% |
Private funds
Patton Wealth Advisors reports 2 private funds with $639M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Patton Wealth Advisors reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Pension consulting
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗pattonwealth.com ↗
AtlasMembers
The full record on Patton Wealth Advisors
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 2,184 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Patton Wealth Advisors manage?
Patton Wealth Advisors reports $977 million in regulatory assets under management across 273 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 20, 2026.
What kind of firm is Patton Wealth Advisors?
Patton Wealth Advisors is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Patton Wealth Advisors’s clients?
By assets, its largest client types are pooled investment vehicles ($641 million, 2 clients); high-net-worth individuals ($270 million, 84 clients); pension and profit sharing plans ($44 million, 10 clients).
Does Patton Wealth Advisors manage private funds?
Yes. It reports 2 private funds with $639 million in gross assets, including hedge funds.
Does Patton Wealth Advisors have any disciplinary history?
Patton Wealth Advisors reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Patton Wealth Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-20), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →