Asset manager · Birmingham, AL
Oneascent Investment Solutions, LLC
SEC-registered investment adviser · CRD 285512 · SEC 801-110054
At a glance
Oneascent Investment Solutions, LLC is an SEC-registered investment adviser based in Birmingham, Alabama, with $987 million in regulatory assets under management as of its Form ADV filed March 12, 2026. Its largest client group by assets is investment companies, and it reports 9 individual clients. By Form ADV it is a asset manager, ranked 1,369th of 3,218 asset managers and 5,417th of 17,210 SEC-registered advisers by assets.
Main office 205-313-9142As filed on Form ADV
- Regulatory AUM
- $987M
- Rank among asset managers
- #1,369 of 3,218
- Rank among all SEC RIAs
- #5,417 of 17,210
- Rank in Alabama
- #24 of 92
- Individual clients
- 9
- High-net-worth clients
- 3
- Accounts
- 47
- Discretionary
- 100% of AUM
- Employees
- 27
- Advisory staff
- 9
- Offices
- 2
Owners and executives on its Form ADV
- Ashleigh C. SwayzeChief Compliance Officer
- Harry N. PearsonManaging Member
- Robert W. GrubbChief Operating Officer
- Coleman J. PearsonPresident
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 5 | $816M | 83% |
| Pooled investment vehicles | 5 | $155M | 16% |
| High-net-worth individuals | 3 | $13M | 1% |
| Individuals | 6 | $2M | <1% |
| Corporations or other businesses | 1 | $1M | <1% |
Disciplinary disclosures
Oneascent Investment Solutions, LLC answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Oneascent Investment Solutions, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 995 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Oneascent Investment Solutions, LLC manage?
Oneascent Investment Solutions, LLC reports $987 million in regulatory assets under management across 47 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 12, 2026.
What kind of firm is Oneascent Investment Solutions, LLC?
Oneascent Investment Solutions, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Oneascent Investment Solutions, LLC’s clients?
By assets, its largest client types are investment companies ($816 million, 5 clients); pooled investment vehicles ($155 million, 5 clients); high-net-worth individuals ($13 million, 3 clients).
Does Oneascent Investment Solutions, LLC have any disciplinary history?
Oneascent Investment Solutions, LLC answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Oneascent Investment Solutions, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-12), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →