Wealth manager, wrap-program sponsor · Chicago, IL
Oak Ridge Investments, LLC
SEC-registered investment adviser · CRD 107066 · SEC 801-35529
At a glance
Oak Ridge Investments, LLC is an SEC-registered investment adviser based in Chicago, Illinois, with $1.7 billion in regulatory assets under management as of its Form ADV filed May 4, 2026. Its largest client group by assets is individuals, and it reports 3,823 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 907th of 8,915 wealth managers and 3,972nd of 17,210 SEC-registered advisers by assets.
Main office 312-857-1040oakridgeinvest.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.7B
- Rank among wealth managers
- #907 of 8,915
- Rank among all SEC RIAs
- #3,972 of 17,210
- Rank in Illinois
- #195 of 684
- Individual clients
- 3,823
- High-net-worth clients
- 197
- Accounts
- 3,920
- Discretionary
- 100% of AUM
- Employees
- 13
- Advisory staff
- 11
- Offices
- 1
Owners and executives on its Form ADV
- David M. KlaskinManager, Chief Executive Officer and Chief Investment Officer, Member
- Robert G. McVickerManager, Member
- John K. BrinckerhoffCOO
- Joseph J. ScavettiChief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 3,626 | $960M | 56% |
| High-net-worth individuals | 197 | $475M | 28% |
| Insurance companies | 4 | $105M | 6% |
| Other | 32 | $84M | 5% |
| Corporations or other businesses | 41 | $66M | 4% |
| Pension and profit sharing plans | 18 | $14M | <1% |
| State or municipal government entities | 2 | $1M | <1% |
Disciplinary disclosures
Oak Ridge Investments, LLC answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗oakridgeinvest.com ↗
AtlasMembers
The full record on Oak Ridge Investments, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 2,280 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Oak Ridge Investments, LLC manage?
Oak Ridge Investments, LLC reports $1.7 billion in regulatory assets under management across 3,920 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 4, 2026.
What kind of firm is Oak Ridge Investments, LLC?
Oak Ridge Investments, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Oak Ridge Investments, LLC’s clients?
By assets, its largest client types are individuals ($960 million, 3,626 clients); high-net-worth individuals ($475 million, 197 clients); insurance companies ($105 million, 4 clients).
Does Oak Ridge Investments, LLC have any disciplinary history?
Oak Ridge Investments, LLC answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Oak Ridge Investments, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-04), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →