Asset manager · Akron, OH
Oak Associates LTD
SEC-registered investment adviser · CRD 108874 · SEC 801-23632
At a glance
Oak Associates LTD is an SEC-registered investment adviser based in Akron, Ohio, with $1.8 billion in regulatory assets under management as of its Form ADV filed March 6, 2026. Its largest client group by assets is investment companies, and it reports 28 individual clients. By Form ADV it is a asset manager, ranked 1,099th of 3,218 asset managers and 3,886th of 17,210 SEC-registered advisers by assets.
Main office 330-668-1234oakltd.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.8B
- Rank among asset managers
- #1,099 of 3,218
- Rank among all SEC RIAs
- #3,886 of 17,210
- Rank in Ohio
- #76 of 403
- Individual clients
- 28
- High-net-worth clients
- 28
- Accounts
- 56
- Discretionary
- 100% of AUM
- Employees
- 8
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Margaret L. BallingerPresident / Managing Member / Chief Operating Officer / Chief Compliance Officer
- Robert D. StimpsonManaging Member / Chief Investment Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 1 | $1.5B | 84% |
| Charitable organizations | 13 | $101M | 6% |
| High-net-worth individuals | 28 | $85M | 5% |
| Other investment advisers | – | $53M | 3% |
| Pension and profit sharing plans | – | $43M | 2% |
| Other | – | $1M | <1% |
| Corporations or other businesses | – | $1M | <1% |
Disciplinary disclosures
Oak Associates LTD reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗oakltd.com ↗
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The full record on Oak Associates LTD
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 926 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
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Background
Questions
How much does Oak Associates LTD manage?
Oak Associates LTD reports $1.8 billion in regulatory assets under management across 56 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 6, 2026.
What kind of firm is Oak Associates LTD?
Oak Associates LTD is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Oak Associates LTD’s clients?
By assets, its largest client types are investment companies ($1.5 billion, 1 clients); charitable organizations ($101 million, 13 clients); high-net-worth individuals ($85 million, 28 clients).
Does Oak Associates LTD have any disciplinary history?
Oak Associates LTD reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Oak Associates LTD’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-06), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →