Asset manager · Sarasota, FL
NED Davis Research, Inc.
SEC-registered investment adviser · CRD 112260 · SEC 801-60241
At a glance
NED Davis Research, Inc. is an SEC-registered investment adviser based in Sarasota, Florida, with $2 million in regulatory assets under management as of its Form ADV filed December 18, 2025. Its largest client group by assets is investment companies, and it reports 54 individual clients. By Form ADV it is a asset manager, ranked 2,568th of 3,218 asset managers and 16,411th of 17,210 SEC-registered advisers by assets.
Main office 941-412-2300ndr.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2M
- Rank among asset managers
- #2,568 of 3,218
- Rank among all SEC RIAs
- #16,411 of 17,210
- Rank in Florida
- #1,028 of 1,090
- Individual clients
- 54
- High-net-worth clients
- 28
- Accounts
- 2
- Discretionary
- 100% of AUM
- Employees
- 68
- Advisory staff
- 44
- Offices
- 3
Owners and executives on its Form ADV
- James A. McQueeneyChief Compliance Officer, Director Market Data & Production
- Paul M. JakubowiczDirector and Chief Executive Officer
- Brian T. SanbornChief Operations Officer, Head of Investment Solutions
- Nina C. BestBoard Member, Chief Legal Officer, Secretary
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 1 | $2M | 88% |
| Other | 1 | $0M | 12% |
| Individuals | 26 | $0M | 0% |
| High-net-worth individuals | 28 | $0M | 0% |
| Banking or thrift institutions | 89 | $0M | 0% |
| Pension and profit sharing plans | 23 | $0M | 0% |
| Charitable organizations | 17 | $0M | 0% |
| State or municipal government entities | 24 | $0M | 0% |
| Other investment advisers | 1,089 | $0M | 0% |
| Insurance companies | 25 | $0M | 0% |
| Sovereign wealth funds and foreign official institutions | 13 | $0M | 0% |
| Corporations or other businesses | 241 | $0M | 0% |
Disciplinary disclosures
NED Davis Research, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Pension consulting
- Periodicals or newsletters
- Security ratings or pricing
- Market timing
- Educational seminars and workshops
- Other services
How it’s paid
- Hourly charges
- Subscription fees
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗ndr.com ↗
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The full record on NED Davis Research, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 28 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 2Locked
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Background
Questions
How much does NED Davis Research, Inc. manage?
NED Davis Research, Inc. reports $2 million in regulatory assets under management across 2 accounts, 100% of it on a discretionary basis, on its Form ADV filed December 18, 2025.
What kind of firm is NED Davis Research, Inc.?
NED Davis Research, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are NED Davis Research, Inc.’s clients?
By assets, its largest client types are investment companies ($2 million, 1 clients); other ($268,348, 1 clients); individuals ($0, 26 clients).
Does NED Davis Research, Inc. have any disciplinary history?
NED Davis Research, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is NED Davis Research, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2025-12-18), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →