Chief Operations Officer, Head of Investment Solutions · NED Davis Research, Inc.
Brian T. Sanborn
CRD 6024579 · Named on Form ADV at one SEC-registered adviser
At a glance
NED Davis Research, Inc., an SEC-registered asset manager based in Sarasota, FL with $2 million in regulatory assets, lists Brian T. Sanborn on its Form ADV as Chief Operations Officer, Head of Investment Solutions, a control person.
Firms and roles
- NED Davis Research, Inc.Chief Operations Officer, Head of Investment SolutionsAsset manager · Sarasota, FL · $2M in regulatory assets
AtlasMembers
Brian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- James A. McQueeneyChief Compliance Officer, Director Market Data & Production, NED Davis Research, Inc.
- Paul M. JakubowiczDirector and Chief Executive Officer, NED Davis Research, Inc.
- Nina C. BestBoard Member, Chief Legal Officer, Secretary, NED Davis Research, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.