Asset manager · Gaithersburg, MD
NEA Member Benefits
SEC-registered investment adviser · CRD 138196 · SEC 801-64989
At a glance
NEA Member Benefits is an SEC-registered investment adviser based in Gaithersburg, Maryland, with $0 in regulatory assets under management as of its Form ADV filed July 29, 2026. By Form ADV it is a asset manager, ranked 2,626th of 3,218 asset managers and 16,602nd of 17,210 SEC-registered advisers by assets.
Main office 301-251-9600neamb.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $0M
- Rank among asset managers
- #2,626 of 3,218
- Rank among all SEC RIAs
- #16,602 of 17,210
- Rank in Maryland
- #223 of 227
- Clients
- 103,368
- Accounts
- 0
- Discretionary
- 0% of AUM
- Employees
- 86
- Advisory staff
- 19
- Offices
- 1
Owners and executives on its Form ADV
- Lisa S. OzkanChief Compliance Officer, Chief Legal Officer
- Princess MossChair of the Board of Directors
- Noel CandelariaDirector
- James G. VaughanDirector
- Leona S. LindnerChief Executive Officer
- Aimee S. IversonDirector
- Christine L. MulroneyDirector
- Christine B. TarragoChief Financial Officer
- Shannon L. RasmussenDirector
- Jasman J. JonesDirector
- Albert J. LlorensDirector
Custody and brokerage
Custodian
NEA Member Benefits’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
NEA Member Benefits is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other | 103,368 | $0M | – |
Disciplinary disclosures
NEA Member Benefits reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Periodicals or newsletters
- Educational seminars and workshops
- Other services
How it’s paid
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗neamb.com ↗
AtlasMembers
The full record on NEA Member Benefits
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 626 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 11 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does NEA Member Benefits manage?
NEA Member Benefits reports $0 in regulatory assets under management, on its Form ADV filed July 29, 2026.
What kind of firm is NEA Member Benefits?
NEA Member Benefits is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are NEA Member Benefits’s clients?
By assets, its largest client types are other ($0, 103,368 clients).
Does NEA Member Benefits have any disciplinary history?
NEA Member Benefits reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is NEA Member Benefits’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →