Chief Compliance Officer, Chief Legal Officer · NEA Member Benefits
Lisa S. Ozkan
CRD 5061654 · Named on Form ADV at one SEC-registered adviser
At a glance
NEA Member Benefits, an SEC-registered asset manager based in Gaithersburg, MD with $0 in regulatory assets, lists Lisa S. Ozkan on its Form ADV as Chief Compliance Officer, Chief Legal Officer, a control person.
Firms and roles
- NEA Member BenefitsChief Compliance Officer, Chief Legal OfficerAsset manager · Gaithersburg, MD · $0M in regulatory assets
AtlasMembers
Lisa’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2025 (1 years)
- Designations
- None on file
- Exams
- Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Lisa’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (10)
- Princess MossChair of the Board of Directors, NEA Member Benefits
- Noel CandelariaDirector, NEA Member Benefits
- James G. VaughanDirector, NEA Member Benefits
- Leona S. LindnerChief Executive Officer, NEA Member Benefits
- Aimee S. IversonDirector, NEA Member Benefits
5 more people named with Lisa on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lisa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.