Wealth manager, bank-affiliated · Magnolia, AR
Mustard Seed Wealth Management
Mustard Seed Financial, LLC · SEC-registered investment adviser · CRD 117737 · SEC 801-66155
At a glance
Mustard Seed Wealth Management is an SEC-registered investment adviser based in Magnolia, Arkansas, with $449 million in regulatory assets under management as of its Form ADV filed March 4, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 679 individual clients. By Form ADV it is a wealth manager (bank-affiliated), ranked 3,164th of 8,915 wealth managers and 8,271st of 17,210 SEC-registered advisers by assets.
Main office 870-234-1618mustardseedfinancial.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $449M
- Rank among wealth managers
- #3,164 of 8,915
- Rank among all SEC RIAs
- #8,271 of 17,210
- Rank in Arkansas
- #23 of 57
- Individual clients
- 679
- High-net-worth clients
- 151
- Accounts
- 1,621
- Discretionary
- 96% of AUM
- Employees
- 10
- Advisory staff
- 9
- Offices
- 6
Owners and executives on its Form ADV
- James D. AshbyManaging Member
- Angela J. GlassManaging Member
- Bruce T. ButterfieldManaging Member
- Zachary D. TalleyMember
- Jonathan D. BairdManaging Member
- Laurie B. PinnerMember
- Jennifer N. MilamMember, Chief Compliance Officer
- Minna M. GreenMember
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 151 | $240M | 53% |
| Individuals | 528 | $184M | 41% |
| Charitable organizations | 28 | $22M | 5% |
| Pension and profit sharing plans | 25 | $3M | <1% |
| Corporations or other businesses | 2 | $0M | <1% |
Disciplinary disclosures
Mustard Seed Wealth Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗mustardseedfinancial.com ↗
AtlasMembers
The full record on Mustard Seed Wealth Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 5,731 peers of its type and size
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- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Mustard Seed Wealth Management manage?
Mustard Seed Wealth Management reports $449 million in regulatory assets under management across 1,621 accounts, 96% of it on a discretionary basis, on its Form ADV filed March 4, 2026.
What kind of firm is Mustard Seed Wealth Management?
Mustard Seed Wealth Management is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals. It reports a bank or thrift among its related persons.
Who are Mustard Seed Wealth Management’s clients?
By assets, its largest client types are high-net-worth individuals ($240 million, 151 clients); individuals ($184 million, 528 clients); charitable organizations ($22 million, 28 clients).
Does Mustard Seed Wealth Management have any disciplinary history?
Mustard Seed Wealth Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Mustard Seed Wealth Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-04), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →