Managing Member · Mustard Seed Wealth Management
James D. Ashby
CRD 3187944 · Named on Form ADV at one SEC-registered adviser
At a glance
Mustard Seed Wealth Management, an SEC-registered wealth manager based in Magnolia, AR with $449 million in regulatory assets, lists James D. Ashby on its Form ADV as Managing Member, a control person.
Firms and roles
- Mustard Seed Wealth ManagementManaging MemberWealth manager · Magnolia, AR · $449M in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Angela J. GlassManaging Member, Mustard Seed Wealth Management
- Bruce T. ButterfieldManaging Member, Mustard Seed Wealth Management
- Zachary D. TalleyMember, Mustard Seed Wealth Management
- Jonathan D. BairdManaging Member, Mustard Seed Wealth Management
- Laurie B. PinnerMember, Mustard Seed Wealth Management
2 more people named with James on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.