Asset manager · Newtown, PA
Mount Lucas Management LP
SEC-registered investment adviser · CRD 108255 · SEC 801-28254
At a glance
Mount Lucas Management LP is an SEC-registered investment adviser based in Newtown, Pennsylvania, with $1.3 billion in regulatory assets under management as of its Form ADV filed June 10, 2026. Its largest client group by assets is state or municipal government entities. By Form ADV it is a asset manager, ranked 1,229th of 3,218 asset managers and 4,637th of 17,210 SEC-registered advisers by assets.
Main office 267-759-3500mtlucas.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.3B
- Rank among asset managers
- #1,229 of 3,218
- Rank among all SEC RIAs
- #4,637 of 17,210
- Rank in Pennsylvania
- #172 of 564
- Clients
- 10
- Accounts
- 12
- Discretionary
- 100% of AUM
- Employees
- 15
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Roger E. AlcalyDirector of General Partner; Limited Partner
- Timothy J. RudderowChairman, Director of General Partner; Limited Partner
- Paul R. DerosaDirector of General Partner; Limited Partner
- Raymond E. IxDirector of General Partner; Limited Partner
- James A. MehlingController; Limited Partner
- Gerald L. Prior IIIChief Investment Officer; Chief Operating Officer, Director of General Partner; Limited Partner
- David AspellChief Investment Officer; Director of General Partner; Limited Partner
- Kent C. HuangChief Risk Officer; Limited Partner
- Gregory J. CoxChief Financial Officer and Chief Compliance Officer; Limited Partner
- Matthew S. EnnisHead Trader; Limited Partner
Custody and brokerage
Broker-dealer
Hybrid RIA
Mount Lucas Management LP is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed June 2026) names Foreside Funds Distributors, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
Gregory Cox, CFO & CCO, is a registered representative with Foreside Funds Distributors LLC, which is not affiliated with Mount Lucas Management LP or its affiliates.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| State or municipal government entities | 5 | $931M | 71% |
| Pooled investment vehicles | 4 | $321M | 25% |
| Investment companies | 1 | $49M | 4% |
| High-net-worth individuals | – | $3M | <1% |
Private funds
Mount Lucas Management LP reports 1 private funds with $202M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Mount Lucas Management LP reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗mtlucas.com ↗
AtlasMembers
The full record on Mount Lucas Management LP
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 969 peers of its type and size
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- Owners and executives, with titles and stakes
- 10 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
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Background
Questions
How much does Mount Lucas Management LP manage?
Mount Lucas Management LP reports $1.3 billion in regulatory assets under management across 12 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 10, 2026.
What kind of firm is Mount Lucas Management LP?
Mount Lucas Management LP is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Mount Lucas Management LP’s clients?
By assets, its largest client types are state or municipal government entities ($931 million, 5 clients); pooled investment vehicles ($321 million, 4 clients); investment companies ($49 million, 1 clients).
Does Mount Lucas Management LP manage private funds?
Yes. It reports 1 private funds with $202 million in gross assets, including hedge funds.
Does Mount Lucas Management LP have any disciplinary history?
Mount Lucas Management LP reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Mount Lucas Management LP’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-10), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →