Thursday, October 22, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB An Amazon intern in 2020, Nevis CEO Mark Swan is the unlikely dream weaver for Focus Financial and other big RIA rollups with 'nightmare' integration issues -- with help from Schwab, Fidelity, OpenAI and AnthropicIN SpaceX’s AI segment now drives more than half its revenue. Here’s what advisors should watch nextFP Why AI might recommend your competitor instead of youFP Why clients are choosing phased retirement — and what advisors should know4K SPARK Forum Offering Scholarships for Retirement Plan AdvisorsFP What Schwab's new ETF platform fees mean for clients, advisorsWM RIA Platform Leaders Ask ‘What’s the Advantage in Having Your Own Form ADV?’IN Fake e-vite phishing scams put high-net-worth clients at riskRB Rick Wurster says Schwab is tackling its forced rationing of long/short SMAs with proprietary 'offering' to stretch balance sheet, but it may be more about a fee upside, a long/short manager saysIN Fintech bytes: 55ip, Vise, Syntax push tax-smart tools for RIAs

CIO Global Macro of the Managing Member · Mount Lucas Index Advisers LLC

David Aspell

CRD 6473594 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Mount Lucas Index Advisers LLC, an SEC-registered asset manager based in Newtown, PA with $170 million in regulatory assets, lists David Aspell on its Form ADV as CIO Global Macro of the Managing Member, a control person. The SEC filings also name David at 1 other registered adviser.

Firms and roles

  • Mount Lucas Index Advisers LLCCIO Global Macro of the Managing MemberAsset manager · Newtown, PA · $170M in regulatory assets
  • Mount Lucas Management LPChief Investment Officer; Director of General Partner; Limited PartnerAsset manager · Newtown, PA · $1.3B in regulatory assets

AtlasMembers

David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
1 firmLocked
When each role began
Locked
Each firm’s assets and growth
Locked
Search and export owners by title, state and firm size
Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (9)

  • Gregory J. CoxChief Financial Officer and Chief Compliance Officer, Mount Lucas Index Advisers LLC
  • Timothy J. RudderowChairman of Managing Member, Mount Lucas Index Advisers LLC
  • James A. MehlingController of Managing Member, Mount Lucas Index Advisers LLC
  • Gerald L. Prior IIICIO Managed Futures, COO of Managing Member, Mount Lucas Index Advisers LLC
  • Roger E. AlcalyDirector of General Partner; Limited Partner, Mount Lucas Management LP

4 more people named with David on the same filings, with titles and firms. Free in Atlas with a free account.

See all 9 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.