Asset manager · New York City, NY
MML Capital Partners NY, LLC
SEC-registered investment adviser · CRD 340482 · SEC 801-137051
At a glance
MML Capital Partners NY, LLC is an SEC-registered investment adviser based in New York City, New York, with $0 in regulatory assets under management as of its Form ADV filed July 28, 2026. By Form ADV it is a asset manager, ranked 2,880th of 3,218 asset managers and 16,865th of 17,210 SEC-registered advisers by assets.
Main office 646-367-9697mmlcapital.comAs filed on Form ADV
- Regulatory AUM
- $0M
- Rank among asset managers
- #2,880 of 3,218
- Rank among all SEC RIAs
- #16,865 of 17,210
- Rank in New York
- #2,541 of 2,591
- Clients
- 0
- Accounts
- 0
- Discretionary
- 0% of AUM
- Employees
- 3
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Joanne L. WeirChief Compliance Officer
- Karan R. DarrochChief Financial Officer
- Balbinder S. JohalCo-Chief Executive Officer
- Ian S. WallisCo-Chief Executive Officer
- Sean A. QuinnPresident and Secretary
Custody and brokerage
Custodian
MML Capital Partners NY, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Disciplinary disclosures
MML Capital Partners NY, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗mmlcapital.com ↗
AtlasMembers
The full record on MML Capital Partners NY, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff from each filing
- Locked
- Growth over one, three and five years
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- Rank against 626 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does MML Capital Partners NY, LLC manage?
MML Capital Partners NY, LLC reports $0 in regulatory assets under management, on its Form ADV filed July 28, 2026.
What kind of firm is MML Capital Partners NY, LLC?
MML Capital Partners NY, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Does MML Capital Partners NY, LLC have any disciplinary history?
MML Capital Partners NY, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is MML Capital Partners NY, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →