Chief Compliance Officer · MML Capital Partners NY, LLC
Joanne L. Weir
CRD 7894789 · Named on Form ADV at one SEC-registered adviser
At a glance
MML Capital Partners NY, LLC, an SEC-registered asset manager based in New York City, NY with $0 in regulatory assets, lists Joanne L. Weir on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- MML Capital Partners NY, LLCChief Compliance OfficerAsset manager · New York City, NY · $0M in regulatory assets
AtlasMembers
Joanne’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Karan R. DarrochChief Financial Officer, MML Capital Partners NY, LLC
- Balbinder S. JohalCo-Chief Executive Officer, MML Capital Partners NY, LLC
- Ian S. WallisCo-Chief Executive Officer, MML Capital Partners NY, LLC
- Sean A. QuinnPresident and Secretary, MML Capital Partners NY, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joanne’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.