Wealth manager, wrap-program sponsor · Oakwood, OH
M.K. Brown Wealth Advisory
M.K. Brown Wealth Advisory, LLC · SEC-registered investment adviser · CRD 121269 · SEC 801-121348
At a glance
M.K. Brown Wealth Advisory is an SEC-registered investment adviser based in Oakwood, Ohio, with $166 million in regulatory assets under management as of its Form ADV filed February 26, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 152 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 6,511th of 8,915 wealth managers and 13,210th of 17,210 SEC-registered advisers by assets.
Main office 937-298-8904mkbrown.comAs filed on Form ADV
- Regulatory AUM
- $166M
- Rank among wealth managers
- #6,511 of 8,915
- Rank among all SEC RIAs
- #13,210 of 17,210
- Rank in Ohio
- #328 of 403
- Individual clients
- 152
- High-net-worth clients
- 42
- Accounts
- 282
- Discretionary
- 99% of AUM
- Employees
- 3
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Elizabeth B. KussmanManaging Member/chief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
M.K. Brown Wealth Advisory is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed February 2026) names Raymond James Financial Services as the broker-dealer its advisers are registered with.
Certain persons affiliated with our Company are also registered representatives of Raymond James Financial Services, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 42 | $118M | 71% |
| Individuals | 110 | $47M | 29% |
Disciplinary disclosures
M.K. Brown Wealth Advisory reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Other
Form ADV and brochures on the SEC’s adviser search ↗mkbrown.com ↗
AtlasMembers
The full record on M.K. Brown Wealth Advisory
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 5,598 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does M.K. Brown Wealth Advisory manage?
M.K. Brown Wealth Advisory reports $166 million in regulatory assets under management across 282 accounts, 99% of it on a discretionary basis, on its Form ADV filed February 26, 2026.
What kind of firm is M.K. Brown Wealth Advisory?
M.K. Brown Wealth Advisory is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are M.K. Brown Wealth Advisory’s clients?
By assets, its largest client types are high-net-worth individuals ($118 million, 42 clients); individuals ($47 million, 110 clients).
Does M.K. Brown Wealth Advisory have any disciplinary history?
M.K. Brown Wealth Advisory reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is M.K. Brown Wealth Advisory’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →