Asset manager · Boston, MA
Leeward Investments
Leeward Investments, LLC · SEC-registered investment adviser · CRD 312557 · SEC 801-122220
At a glance
Leeward Investments is an SEC-registered investment adviser based in Boston, Massachusetts, with $2.9 billion in regulatory assets under management as of its Form ADV filed March 10, 2026. Its largest client group by assets is investment companies, and it reports 11 individual clients. By Form ADV it is a asset manager, ranked 901st of 3,218 asset managers and 2,906th of 17,210 SEC-registered advisers by assets.
Main office 617-468-6700leewardinvest.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.9B
- Rank among asset managers
- #901 of 3,218
- Rank among all SEC RIAs
- #2,906 of 17,210
- Rank in Massachusetts
- #189 of 627
- Individual clients
- 11
- High-net-worth clients
- 11
- Accounts
- 54
- Discretionary
- 70% of AUM
- Employees
- 14
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Patricia A. ThompsonChief Compliance Officer, Member
- Paul T. FioreChief Operating Officer, Member
- R. T. VingersPresident, Manager, Portfolio Manager
- Jay C. WilladsenManager, Member, Portfolio Manager
- Timothy P. MurphyInvestment Analyst, Member
- Colleen A. PinkChief Financial Officer, Member
- Timothy D. BuckleyInvestment Analyst, Member
- Ryan R. SatterfieldInvestment Analyst, Member
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 8 | $1.1B | 38% |
| Other investment advisers | 2,661 | $716M | 25% |
| Pension and profit sharing plans | 3 | $338M | 12% |
| Insurance companies | 6 | $209M | 7% |
| State or municipal government entities | 5 | $162M | 6% |
| Charitable organizations | 4 | $152M | 5% |
| High-net-worth individuals | 11 | $85M | 3% |
| Pooled investment vehicles | 1 | $61M | 2% |
| Corporations or other businesses | 1 | $45M | 2% |
Disciplinary disclosures
Leeward Investments reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗leewardinvest.com ↗
AtlasMembers
The full record on Leeward Investments
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 832 peers of its type and size
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- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Leeward Investments manage?
Leeward Investments reports $2.9 billion in regulatory assets under management across 54 accounts, 70% of it on a discretionary basis, on its Form ADV filed March 10, 2026.
What kind of firm is Leeward Investments?
Leeward Investments is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Leeward Investments’s clients?
By assets, its largest client types are investment companies ($1.1 billion, 8 clients); other investment advisers ($716 million, 2,661 clients); pension and profit sharing plans ($338 million, 3 clients).
Does Leeward Investments have any disciplinary history?
Leeward Investments reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Leeward Investments’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-10), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →