Chief Compliance Officer, Member · Leeward Investments
Patricia A. Thompson
CRD 4726937 · Named on Form ADV at one SEC-registered adviser
At a glance
Leeward Investments, an SEC-registered asset manager based in Boston, MA with $2.9 billion in regulatory assets, lists Patricia A. Thompson on its Form ADV as Chief Compliance Officer, Member, a control person.
Firms and roles
- Leeward InvestmentsChief Compliance Officer, MemberAsset manager · Boston, MA · $2.9B in regulatory assets
AtlasMembers
Patricia’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Paul T. FioreChief Operating Officer, Member, Leeward Investments
- R. T. VingersPresident, Manager, Portfolio Manager, Leeward Investments
- Jay C. WilladsenManager, Member, Portfolio Manager, Leeward Investments
- Timothy P. MurphyInvestment Analyst, Member, Leeward Investments
- Colleen A. PinkChief Financial Officer, Member, Leeward Investments
2 more people named with Patricia on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Patricia’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.