Wealth manager, wrap-program sponsor · Loves Park, IL
Klaas Financial Asset Advisors, LLC.
SEC-registered investment adviser · CRD 121399 · SEC 801-79516
At a glance
Klaas Financial Asset Advisors, LLC. is an SEC-registered investment adviser based in Loves Park, Illinois, with $758 million in regulatory assets under management as of its Form ADV filed May 6, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 1,015 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 2,004th of 8,915 wealth managers and 6,283rd of 17,210 SEC-registered advisers by assets.
Main office 815-877-8440klaasfinancial.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $758M
- Rank among wealth managers
- #2,004 of 8,915
- Rank among all SEC RIAs
- #6,283 of 17,210
- Rank in Illinois
- #296 of 684
- Individual clients
- 1,015
- High-net-worth clients
- 203
- Accounts
- 2,687
- Discretionary
- 100% of AUM
- Employees
- 15
- Advisory staff
- 13
- Offices
- 2
Owners and executives on its Form ADV
- Craig J. KlaasCEO, President, Member
- Stephanie R. MowersChief Operating Officer
- Rita B. RhodesChief Compliance Officer
- Kyle A KiteCFO, Member
- Eric J. SchwartzMember
- Joshua E. StirlingChief Investment Officer, Member
- Nathan A. BreibyMember
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 203 | $392M | 52% |
| Individuals | 812 | $365M | 48% |
| Corporations or other businesses | – | $1M | <1% |
| Charitable organizations | – | $0M | <1% |
Disciplinary disclosures
Klaas Financial Asset Advisors, LLC. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
- Periodicals or newsletters
- Educational seminars and workshops
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗klaasfinancial.com ↗
AtlasMembers
The full record on Klaas Financial Asset Advisors, LLC.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 4,259 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Klaas Financial Asset Advisors, LLC. manage?
Klaas Financial Asset Advisors, LLC. reports $758 million in regulatory assets under management across 2,687 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 6, 2026.
What kind of firm is Klaas Financial Asset Advisors, LLC.?
Klaas Financial Asset Advisors, LLC. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Klaas Financial Asset Advisors, LLC.’s clients?
By assets, its largest client types are high-net-worth individuals ($392 million, 203 clients); individuals ($365 million, 812 clients); corporations or other businesses ($1 million).
Does Klaas Financial Asset Advisors, LLC. have any disciplinary history?
Klaas Financial Asset Advisors, LLC. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Klaas Financial Asset Advisors, LLC.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-06), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →