Asset manager · Downers Grove, IL
Invesco Capital Management LLC
SEC-registered investment adviser · CRD 125601 · SEC 801-61851
At a glance
Invesco Capital Management LLC is an SEC-registered investment adviser based in Downers Grove, Illinois, with $941.0 billion in regulatory assets under management as of its Form ADV filed August 12, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 22nd of 3,218 asset managers and 26th of 17,210 SEC-registered advisers by assets.
Main office 800-983-0903As filed on Form ADV
- Regulatory AUM
- $941B
- Rank among asset managers
- #22 of 3,218
- Rank among all SEC RIAs
- #26 of 17,210
- Rank in Illinois
- #2 of 684
- Clients
- 444
- Accounts
- 444
- Discretionary
- 100% of AUM
- Employees
- 222
- Advisory staff
- 39
- Offices
- 4
Owners and executives on its Form ADV
- Melanie H. ZimdarsChief Compliance Officer
- Adam HenkelAssistant General Counsel
- Terry G. VacheronChief Financial Officer
- Matthew A. CasacciaManaging Director
- Mark W. GregsonChief Accounting Officer
- Brian C. HartiganManaging Director, Chief Executive Officer, Principal Executive Officer
- Melanie RingoldManaging Director
Custody and brokerage
3 custodians
- Amalgamated Bank$14B77%
- PNC Bank, N.A. Pittsburg PA$2.2B12%
- Fidelity Management Trust$2.0B11%
Broker-dealer
Hybrid RIA
Invesco Capital Management LLC is a hybrid RIA: 87 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Invesco Capital Markets, Inc. and Invesco Distributors, Inc..
- Invesco Capital Markets, Inc. ↗CRD 6939
- Invesco Distributors, Inc. ↗CRD 7369
Its Form ADV brochure (filed March 2026) names Invesco Distributors and Invesco Capital Markets as the broker-dealer its advisers are registered with.
Certain management persons of ICM are registered representatives of IDI and/or ICMI.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 228 | $804B | 85% |
| Pooled investment vehicles | 180 | $97B | 10% |
| Corporations or other businesses | 28 | $35B | 4% |
| Pension and profit sharing plans | 7 | $4.1B | <1% |
| Insurance companies | 1 | $123M | <1% |
Disciplinary disclosures
Invesco Capital Management LLC answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Other services
How it’s paid
- A percentage of assets under management
- Other
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Invesco Capital Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 45 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 5Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Invesco Capital Management LLC manage?
Invesco Capital Management LLC reports $941.0 billion in regulatory assets under management across 444 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 12, 2026.
What kind of firm is Invesco Capital Management LLC?
Invesco Capital Management LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.
Who are Invesco Capital Management LLC’s clients?
By assets, its largest client types are investment companies ($804.4 billion, 228 clients); pooled investment vehicles ($97.1 billion, 180 clients); corporations or other businesses ($35.3 billion, 28 clients).
Does Invesco Capital Management LLC have any disciplinary history?
Invesco Capital Management LLC answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Invesco Capital Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-12), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →