Asset manager · Bloomfield Hills, MI
IIC
Institutional Investment Consulting · SEC-registered investment adviser · CRD 168705 · SEC 801-78450
At a glance
IIC is an SEC-registered investment adviser based in Bloomfield Hills, Michigan, with $125 million in regulatory assets under management as of its Form ADV filed February 1, 2026. Its largest client group by assets is pension and profit sharing plans. By Form ADV it is a asset manager, ranked 2,265th of 3,218 asset managers and 14,536th of 17,210 SEC-registered advisers by assets.
Main office 248-339-9808iic-usa.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $125M
- Rank among asset managers
- #2,265 of 3,218
- Rank among all SEC RIAs
- #14,536 of 17,210
- Rank in Michigan
- #274 of 305
- Clients
- 45
- Accounts
- 4
- Discretionary
- 100% of AUM
- Employees
- 13
- Advisory staff
- 5
- Offices
- 3
Owners and executives on its Form ADV
- Michael W. KozemchakChief Compliance Officer/president
- Gregory T. CimminoManaging Director
- Antonio A. CioccaManaging Director
- Paul R. StephensManaging Director
- Lewis M. RoweManaging Director
Custody and brokerage
Broker-dealer
Hybrid RIA
IIC is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed February 2026) names LPL Financial as the broker-dealer its advisers are registered with.
Certain of the Registrant’s representatives, in their individual capacities are registered representatives of LPL Financial (“ LPL”), a FINRA member broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 45 | $125M | 100% |
Disciplinary disclosures
IIC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Pension consulting
- Educational seminars and workshops
How it’s paid
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗iic-usa.com ↗
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The full record on IIC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 629 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does IIC manage?
IIC reports $125 million in regulatory assets under management across 4 accounts, 100% of it on a discretionary basis, on its Form ADV filed February 1, 2026.
What kind of firm is IIC?
IIC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are IIC’s clients?
By assets, its largest client types are pension and profit sharing plans ($125 million, 45 clients).
Does IIC have any disciplinary history?
IIC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is IIC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →