Asset manager
ICW Holdings, LLC
SEC-registered investment adviser · CRD 319296 · SEC 801-128614
At a glance
ICW Holdings, LLC is an SEC-registered investment adviser based in United States, with $136 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 24 individual clients. By Form ADV it is a asset manager, ranked 2,241st of 3,218 asset managers and 14,147th of 17,210 SEC-registered advisers by assets.
icwinvest.coLinkedInAs filed on Form ADV
- Regulatory AUM
- $136M
- Rank among asset managers
- #2,241 of 3,218
- Rank among all SEC RIAs
- #14,147 of 17,210
- Individual clients
- 24
- High-net-worth clients
- 24
- Accounts
- 57
- Discretionary
- 47% of AUM
- Employees
- 7
- Advisory staff
- 5
- Offices
- 2
Owners and executives on its Form ADV
- Mark DinnerManaging Member & Chief Investment Officer
- Hilary D. TannerChief Compliance Officer & Chief Operating Officer
Custody and brokerage
2 custodians
- Interactive Brokers$46M70%
- Charles Schwab$19M30%
Other RIAs using Interactive BrokersOther multi-custodian RIAs
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 1 | $68M | 50% |
| Corporations or other businesses | 11 | $32M | 23% |
| High-net-worth individuals | 24 | $25M | 19% |
| Charitable organizations | – | $11M | 8% |
| Individuals | – | $0M | <1% |
Disciplinary disclosures
ICW Holdings, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Periodicals or newsletters
How it’s paid
- A percentage of assets under management
- Subscription fees
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗icwinvest.co ↗
AtlasMembers
The full record on ICW Holdings, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 662 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does ICW Holdings, LLC manage?
ICW Holdings, LLC reports $136 million in regulatory assets under management across 57 accounts, 47% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is ICW Holdings, LLC?
ICW Holdings, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are ICW Holdings, LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($68 million, 1 clients); corporations or other businesses ($32 million, 11 clients); high-net-worth individuals ($25 million, 24 clients).
Does ICW Holdings, LLC have any disciplinary history?
ICW Holdings, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is ICW Holdings, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →