Wealth manager, wrap-program sponsor · Williamsport, PA
Hudock Capital Group
Hudock, Inc. · SEC-registered investment adviser · CRD 149255 · SEC 801-70772
At a glance
Hudock Capital Group is an SEC-registered investment adviser based in Williamsport, Pennsylvania, with $1.0 billion in regulatory assets under management as of its Form ADV filed February 27, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 876 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 1,551st of 8,915 wealth managers and 5,380th of 17,210 SEC-registered advisers by assets.
Main office 570-326-9500hudockcapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.0B
- Rank among wealth managers
- #1,551 of 8,915
- Rank among all SEC RIAs
- #5,380 of 17,210
- Rank in Pennsylvania
- #197 of 564
- Individual clients
- 876
- High-net-worth clients
- 264
- Accounts
- 2,589
- Discretionary
- 93% of AUM
- Employees
- 15
- Advisory staff
- 7
- Offices
- 1
Owners and executives on its Form ADV
- Wayne L. DieffenderferChief Compliance Officer
- Barbara B. HudockTrustee Committee Member
- Michael J. HudockTrustee Committee Member
Custody and brokerage
Broker-dealer
Hybrid RIA
Hudock Capital Group is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed February 2026) names APW Capital as the broker-dealer its advisers are registered with.
agents, etc.), including certain of our representatives in their separate individual capacities as registered representatives of APW Capital, Inc., a securities Hudock Capital Group Page 7 broker/dealer and/or as licensed insurance agents.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 264 | $781M | 78% |
| Individuals | 612 | $185M | 18% |
| Charitable organizations | 39 | $32M | 3% |
| Corporations or other businesses | 6 | $5M | <1% |
Disciplinary disclosures
Hudock Capital Group reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗hudockcapital.com ↗
AtlasMembers
The full record on Hudock Capital Group
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,534 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Hudock Capital Group manage?
Hudock Capital Group reports $1.0 billion in regulatory assets under management across 2,589 accounts, 93% of it on a discretionary basis, on its Form ADV filed February 27, 2026.
What kind of firm is Hudock Capital Group?
Hudock Capital Group is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Hudock Capital Group’s clients?
By assets, its largest client types are high-net-worth individuals ($781 million, 264 clients); individuals ($185 million, 612 clients); charitable organizations ($32 million, 39 clients).
Does Hudock Capital Group have any disciplinary history?
Hudock Capital Group reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Hudock Capital Group’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →