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Chief Compliance Officer · Hudock Capital Group

Wayne L. Dieffenderfer

CRD 3182865 · Named on Form ADV at one SEC-registered adviser

At a glance

Hudock Capital Group, an SEC-registered wealth manager based in Williamsport, PA with $1.0 billion in regulatory assets, lists Wayne L. Dieffenderfer on its Form ADV as Chief Compliance Officer.

Firms and roles

  • Hudock Capital GroupChief Compliance OfficerWealth manager · Williamsport, PA · $1.0B in regulatory assets

AtlasMembers

Wayne’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Wayne’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.