Wealth manager, wrap-program sponsor · La Grange, IL
Horizon Wealth Management
Horizon Wealth Management, LLC · SEC-registered investment adviser · CRD 170255 · SEC 801-79492
At a glance
Horizon Wealth Management is an SEC-registered investment adviser based in La Grange, Illinois, with $1.1 billion in regulatory assets under management as of its Form ADV filed February 5, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 1,280 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 1,435th of 8,915 wealth managers and 5,147th of 17,210 SEC-registered advisers by assets.
Main office 708-352-4300horizonwealth.bizLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.1B
- Rank among wealth managers
- #1,435 of 8,915
- Rank among all SEC RIAs
- #5,147 of 17,210
- Rank in Illinois
- #244 of 684
- Individual clients
- 1,280
- High-net-worth clients
- 412
- Accounts
- 3,136
- Discretionary
- 100% of AUM
- Employees
- 10
- Advisory staff
- 6
- Offices
- 2
Owners and executives on its Form ADV
- Ryan P. WilliamsonChief Investment Officer, Financial Consultant, and Chief Compliance Officer
- Paul FousekChief Executive Officer and Financial Consultant
Custody and brokerage
Broker-dealer
Hybrid RIA
Horizon Wealth Management is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed February 2026) names LPL Financial as the broker-dealer its advisers are registered with.
Compensation for Sales of Securities Broker-Dealer Affiliations Advisory Persons of Horizon are also registered representatives of LPL Financial, LLC ("LPL Financial").
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 412 | $832M | 77% |
| Individuals | 868 | $198M | 18% |
| Pension and profit sharing plans | 17 | $31M | 3% |
| Corporations or other businesses | 9 | $14M | 1% |
| Charitable organizations | – | $2M | <1% |
Disciplinary disclosures
Horizon Wealth Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗horizonwealth.biz ↗
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The full record on Horizon Wealth Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,354 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Horizon Wealth Management manage?
Horizon Wealth Management reports $1.1 billion in regulatory assets under management across 3,136 accounts, 100% of it on a discretionary basis, on its Form ADV filed February 5, 2026.
What kind of firm is Horizon Wealth Management?
Horizon Wealth Management is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Horizon Wealth Management’s clients?
By assets, its largest client types are high-net-worth individuals ($832 million, 412 clients); individuals ($198 million, 868 clients); pension and profit sharing plans ($31 million, 17 clients).
Does Horizon Wealth Management have any disciplinary history?
Horizon Wealth Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Horizon Wealth Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-05), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →