Wealth manager, independent · Cincinnati, OH
Heritage Wealth Advisors
Heritage Wealth Management Inc. · SEC-registered investment adviser · CRD 312545 · SEC 801-121624
At a glance
Heritage Wealth Advisors is an SEC-registered investment adviser based in Cincinnati, Ohio, with $605 million in regulatory assets under management as of its Form ADV filed August 3, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 201 individual clients. By Form ADV it is a wealth manager, ranked 2,477th of 8,915 wealth managers and 7,081st of 17,210 SEC-registered advisers by assets.
Main office 513-440-5475yourheritageadvisors.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $605M
- Rank among wealth managers
- #2,477 of 8,915
- Rank among all SEC RIAs
- #7,081 of 17,210
- Rank in Ohio
- #148 of 403
- Individual clients
- 201
- High-net-worth clients
- 122
- Accounts
- 935
- Discretionary
- 83% of AUM
- Employees
- 6
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- David K. HolwadelPresident
- Lindsey C. MeredithFinancial Advisor
- Jeffrey P ThompsonFinancial Advisor
- Tanya M. OlveraChief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 122 | $562M | 93% |
| Individuals | 79 | $42M | 7% |
Disciplinary disclosures
Heritage Wealth Advisors reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗yourheritageadvisors.com ↗
AtlasMembers
The full record on Heritage Wealth Advisors
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 4,913 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Heritage Wealth Advisors manage?
Heritage Wealth Advisors reports $605 million in regulatory assets under management across 935 accounts, 83% of it on a discretionary basis, on its Form ADV filed August 3, 2026.
What kind of firm is Heritage Wealth Advisors?
Heritage Wealth Advisors is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Heritage Wealth Advisors’s clients?
By assets, its largest client types are high-net-worth individuals ($562 million, 122 clients); individuals ($42 million, 79 clients).
Does Heritage Wealth Advisors have any disciplinary history?
Heritage Wealth Advisors reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Heritage Wealth Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-03), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →