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Asset manager · London, United Kingdom

Harwood Private Equity LLP

SEC-registered investment adviser · CRD 330340 · SEC 801-133835

At a glance

Harwood Private Equity LLP is an SEC-registered investment adviser based in London, United Kingdom, with $53 million in regulatory assets under management as of its Form ADV filed September 10, 2026. Its largest client group by assets is corporations or other businesses, and it reports 15 individual clients. By Form ADV it is a asset manager, ranked 2,428th of 3,218 asset managers and 15,862nd of 17,210 SEC-registered advisers by assets.

Main office +00442076403200harwoodpe.co.ukAs filed on Form ADV

Regulatory AUM
$53M
Rank among asset managers
#2,428 of 3,218
Rank among all SEC RIAs
#15,862 of 17,210
Individual clients
15
High-net-worth clients
15
Accounts
26
Discretionary
100% of AUM
Employees
8
Advisory staff
5
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Harwood Private Equity LLP’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

No broker-dealer ties

Other RIAs with no broker-dealer ties

Who it serves

Client typeClientsRegulatory AUMShare
Corporations or other businesses9$34M64%
High-net-worth individuals15$13M25%
Pooled investment vehicles1$5M10%
Pension and profit sharing plans1$1M1%

Disciplinary disclosures

Harwood Private Equity LLP reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for pooled investment vehicles

How it’s paid

  • A percentage of assets under management
  • Performance-based fees

Form ADV and brochures on the SEC’s adviser search ↗harwoodpe.co.uk ↗

AtlasMembers

The full record on Harwood Private Equity LLP

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 1 years of filings
Locked
Growth over one, three and five years
Locked
Rank against 318 peers of its type and size
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Owners and executives, with titles and stakes
6 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
1Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Harwood Private Equity LLP manage?

Harwood Private Equity LLP reports $53 million in regulatory assets under management across 26 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 10, 2026.

What kind of firm is Harwood Private Equity LLP?

Harwood Private Equity LLP is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.

Who are Harwood Private Equity LLP’s clients?

By assets, its largest client types are corporations or other businesses ($34 million, 9 clients); high-net-worth individuals ($13 million, 15 clients); pooled investment vehicles ($5 million, 1 clients).

Does Harwood Private Equity LLP have any disciplinary history?

Harwood Private Equity LLP reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Harwood Private Equity LLP’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-10), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →