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Chief Compliance Officer · Harwood Capital LLP

Syed Arafat H. Shah

CRD 6997745 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Harwood Capital LLP, an SEC-registered asset manager based in London, United Kingdom with $61 million in regulatory assets, lists Syed Arafat H. Shah on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Syed at 1 other registered adviser.

Firms and roles

  • Harwood Capital LLPChief Compliance OfficerAsset manager · London, United Kingdom · $61M in regulatory assets
  • Harwood Private Equity LLPChief ComplianceofficerAsset manager · London, United Kingdom · $53M in regulatory assets

AtlasMembers

Syed’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

3 more people named with Syed on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Syed’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.