Wealth manager, independent · Alpharetta, GA
Gibbs Wealth Management, LLC
SEC-registered investment adviser · CRD 281621 · SEC 801-123227
At a glance
Gibbs Wealth Management, LLC is an SEC-registered investment adviser based in Alpharetta, Georgia, with $1.1 billion in regulatory assets under management as of its Form ADV filed August 28, 2026. Its largest client group by assets is individuals, and it reports 5,356 individual clients. By Form ADV it is a wealth manager, ranked 1,457th of 8,915 wealth managers and 5,184th of 17,210 SEC-registered advisers by assets.
Main office 678-694-8770gibbswealthria.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.1B
- Rank among wealth managers
- #1,457 of 8,915
- Rank among all SEC RIAs
- #5,184 of 17,210
- Rank in Georgia
- #94 of 331
- Individual clients
- 5,356
- High-net-worth clients
- 140
- Accounts
- 5,357
- Discretionary
- 98% of AUM
- Employees
- 147
- Advisory staff
- 59
- Offices
- 128
Owners and executives on its Form ADV
- Edward B. GibbsManaging Member/owner
- Daniel R. MoweryPresident
- Susanne M. NasoChief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 5,216 | $790M | 74% |
| High-net-worth individuals | 140 | $256M | 24% |
| Pension and profit sharing plans | – | $19M | 2% |
Disciplinary disclosures
Gibbs Wealth Management, LLC answers yes to 5 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗gibbswealthria.com ↗
AtlasMembers
The full record on Gibbs Wealth Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 3 years of filings
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- Growth over one, three and five years
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- Rank against 3,384 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Gibbs Wealth Management, LLC manage?
Gibbs Wealth Management, LLC reports $1.1 billion in regulatory assets under management across 5,357 accounts, 98% of it on a discretionary basis, on its Form ADV filed August 28, 2026.
What kind of firm is Gibbs Wealth Management, LLC?
Gibbs Wealth Management, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Gibbs Wealth Management, LLC’s clients?
By assets, its largest client types are individuals ($790 million, 5,216 clients); high-net-worth individuals ($256 million, 140 clients); pension and profit sharing plans ($19 million).
Does Gibbs Wealth Management, LLC have any disciplinary history?
Gibbs Wealth Management, LLC answers yes to 5 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Gibbs Wealth Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →